UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM
CURRENT REPORT
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Item 5.07. Submission of Matters to a Vote of Security Holders.
On June 24, 2021, Xencor, Inc. (the “Company”) held our 2021 Annual Meeting of Stockholders. A total of 56,383,613 shares of the Company’s common stock were present or represented by proxy at the meeting, which represents approximately 96.84% of the 58,224,616 shares of the Company’s common stock that were outstanding and entitled to vote at the meeting as of the record date of April 26, 2021. Stockholders considered the three proposals outlined below, each of which is described in more detail in the Company’s definitive proxy statement filed with the Securities and Exchange Commission on April 28, 2021 (the “Proxy Statement”).
Proposal 1. Election of Directors
Our stockholders elected the eight persons listed below as directors, each to serve until our 2022 Annual Meeting of Stockholders and until their successors are duly elected and qualified. The final voting results are as follows:
Votes | Broker | |||||
| Votes for |
| Withheld |
| Non-Votes | |
Dr. Bassil I. Dahiyat |
| 54,049,222 | 92,735 | 2,241,656 | ||
Dr. Ellen G. Feigal | 54,015,567 | 126,390 | 2,241,656 | |||
Dr. Kevin C. Gorman |
| 53,987,566 | 154,391 | 2,241,656 | ||
Mr. Kurt A. Gustafson | 52,672,341 | 1,469,615 | 2,241,656 | |||
Mr. Yujiro S. Hata | 53,944,393 | 197,563 | 2,241,656 | |||
Dr. A. Bruce Montgomery | 53,357,760 | 784,197 | 2,241,656 | |||
Mr. Richard J. Ranieri | 53,790,779 | 351,178 | 2,241,656 | |||
Ms. Dagmar Rosa-Bjorkeson |
| 53,950,117 | 191,840 | 2,241,656 |
Proposal 2. Ratification of the Selection of Independent Registered Public Accounting Firm
Our stockholders ratified the selection by the Audit Committee of our Board of Directors of RSM US LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. The final voting results are as follows:
Broker | ||||||
Votes for | Votes Against | Abstentions | Non-Votes | |||
56,350,269 | 7,069 | 26,275 | - | |||
Proposal 3. Advisory Vote on the Compensation of the Company’s Named Executive Officers
Our stockholders approved, on an advisory (non-binding) basis, the compensation of our named executive officers as disclosed in the Proxy Statement. The final voting results are as follows:
Broker | ||||||
Votes for | Votes Against | Abstentions | Non-Votes | |||
52,613,024 | 1,515,105 | 13,828 | 2,241,656 | |||
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: June 28, 2021 |
| XENCOR, INC. | |
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| By: | /s/ Celia Eckert |
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| Celia Eckert |
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| General Counsel & Corporate Secretary |
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